Including SMA account application, advisory firm agreement, and ASG Form ADV
For accounts using Morningstar Investment Services (MIS) for investment management on an account. For IRA accounts using MIS, an Adoption Agreement is also required.
Use this form for each Fee Choice asset-based brokerage account (to charge basis-point fees for brokerage services in lieu of transaction fees).
To access Morningstar Investment Services (MIS), RIAs must first send this agreement to SSG.
A one-page informational program description.
Required for an advisory firm to use Envestnet Managed Accounts service. Complete and return to SSG prior to opening a client account in the program.
For accounts using Envestnet service. For IRA accounts an Adoption Agreement is also required.
